FTA Financial & Wealth Management Limited

FRN: 764631
Companies House: 10448788
Last scraped: 1 day ago

This firm operates as an appointed representative of ValidPath Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

67 Poole Road

Bournemouth

Dorset

BH4 9BA

UNITED KINGDOM

Phone

+4401202007967

Web

https://fta-fwm.com

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam James Brookbanks
IRN AJB01778
- (2)Employed By (since 18 Nov 2016)
Andrew Acton
IRN AXA02201
- (3)Employed By (since 7 Dec 2016)
Christopher Strevens
IRN CXS01835
- (4)Employed By (since 7 Dec 2016)
DavidGerald Brewer
IRN DXB02647
- (5)Employed By (since 11 Dec 2024)
Susan June Delahunty
IRN SJB00039
- (1)Employed By (since 18 Nov 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.