FSG Ltd

Date authorised
1 June 2015
Companies House
09289478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Rydens Road
    Walton-on-Thames
    Surrey
    KT12 3AA
    UNITED KINGDOM
    Phone
    +4401932429902
    Web
    https://www.fsgim.co.uk

  • Complaints Contact

    11 Rydens Road
    Walton-on-Thames
    Surrey
    KT12 3AA
    UNITED KINGDOM
    Phone
    +4401932429902

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean Mary Helen Murphy

    IRN JMM01133

    • [FCA CF] Client dealing (since 1 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Jan 2023)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
  • Tomas William Carruthers

    IRN TWC01026

    • CF2 Non Executive Director (1 Jun 2015 to 11 Apr 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.