Date authorised
1 April 2013
Companies House
06039623
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Admirals Offices, Main Gate Road
    The Historic Dockyard
    Chatham
    Kent
    ME4 4TZ
    UNITED KINGDOM
    Phone
    +4403452100100
  • Complaints Contact

    Admirals Offices
    Main Gate Road
    The Historic Dockyard
    Chatham
    Kent
    ME4 4TZ
    UNITED KINGDOM
    Phone
    +4403452100100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Robert Lock

    IRN JXL00430

    • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 31 May 2022)
    • [FCA CF] Manager of certification employee (18 Oct 2021 to 31 May 2022)
  • Joseph Paul Homes

    IRN JXH00974

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2022)
    • [FCA CF] Client dealing (since 27 Sep 2022)
  • Laurence Dylan Prust

    IRN LXP00214

    • [FCA CF] Client dealing (18 Oct 2021 to 26 Jan 2022)
    • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 26 Jan 2022)
  • Louise Stevens

    IRN LXS00108

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • Mark Andrew Henderson

    IRN MAH00103

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2021)
  • Mark Thomas Hidson

    IRN MTH01073

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
  • Natasha Amy Foreman

    IRN NXF00110

    • [FCA CF] Functions requiring qualifications (27 Jan 2022 to 31 Jul 2024)
  • Paul William Spencer-Nixon

    IRN PXS01747

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • Responsibility for MCD Intermediation (since 4 Dec 2024)
    • Responsible for Insurance Distribution (since 4 Dec 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (29 Oct 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Oct 2013 to 8 Dec 2019)
    • CF1 Director (29 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (29 Oct 2013 to 8 Dec 2019)
  • Shane Brockwell

    IRN SXB00265

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jun 2021)
  • Victoria Jane Upton

    IRN VXU00005

    • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 1 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.