Fry Family Office Limited

• Principal Place of Business

  Fry Family Office Ltd

  42 Berkeley Square

  London

  Westminster

  W1J 5AW

  UNITED KINGDOM

  Phone

  +442071004487

  Web

  https://www.fryfamilyoffice.com

• Complaints Contact

  Flat 7

  44 Bryanston Square

  London

  W1H 7LL

  UNITED KINGDOM

  Phone

  +442071004487

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

  Show 2 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Christy Lombard

  IRN CXL14005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2021)
  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Jay Hemant Patel

  IRN JXP83616

  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Aug 2022)
  • [FCA CF] Client dealing (since 23 Aug 2022)
• Jonathan Edward Fry

  IRN JEF00003

  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (1 Jul 2014 to 30 Sep 2018)
  • CF1 Director (1 Jul 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2014 to 8 Dec 2019)

No changes recorded yet.