Frontera Capital Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

David Marshall Buckle
IRN DMB01244
- CF30 Customer (20 Jan 2015 to 30 Sep 2016)
- CF10 Compliance Oversight (20 Jan 2015 to 30 Sep 2016)
- CF11 Money Laundering Reporting (20 Jan 2015 to 30 Sep 2016)
Dilantha Shalin Goonetillake
IRN DSG01039
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Dec 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Dec 2022)
- CF10 Compliance Oversight (19 Oct 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Oct 2017 to 8 Dec 2019)
Harjinder Singh
IRN HXS01748
- CF30 Customer (16 Mar 2015 to 10 May 2017)
Joel Esciua
IRN JXE01114
- [FCA CF] Client dealing (31 Mar 2021 to 12 Oct 2023)
Julien Charles Petitpas
IRN JCP01133
- [FCA CF] Client dealing (31 Mar 2021 to 10 Sep 2021)
- CF30 Customer (22 Oct 2019 to 8 Dec 2019)
Philip Stedman
IRN PXS01836
- CF30 Customer (25 Apr 2016 to 7 May 2017)
Robert Vincent Kirtley
IRN RVK01014
- CF30 Customer (1 Oct 2016 to 7 May 2017)
Theo Lucas van Houten
IRN TLV01001
- SMF16 Compliance Oversight (since 22 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Dec 2022)
Vicente Pascual Pons Sanz
IRN VPP00004
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (20 Jan 2015 to 8 Dec 2019)
- CF30 Customer (20 Jan 2015 to 8 Dec 2019)
- CF1 Director (20 Jan 2015 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.