FRNT Financial UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit 7aAbbey Business ParkMonks WalkFarnhamSurreyGU9 8HTUNITED KINGDOM- Phone
- +14165053362
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Complaints Contact
Flat 1626-28 Courtfield GardensLondonKensington And ChelseaSW5 0PHUNITED KINGDOM- Phone
- +14165053362
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Leslie Brickell
IRN DLB01098
- [FCA CF] Client dealing (since 24 Feb 2025)
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Ravinder Singh Padda
IRN RSP01095
- SMF16 Compliance Oversight (10 Sep 2024 to 13 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Sep 2024 to 13 Feb 2026)
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Stéphane Wilbraham Ouellette
IRN SXO00181
- SMF1 Chief Executive (since 10 Sep 2024)
- SMF3 Executive Director (since 10 Sep 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.