Freight Investor Services Limited

• Principal Place of Business

  Freight Investor Services

  80 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +442070901120

  Web

  https://www.freightinvestorservices.com

• Complaints Contact

  Freight Investor Services

  80 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +442045182110

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Reiss Sidney Gilbey

  IRN RSG01085

  • CF30 Customer (23 May 2012 to 30 Aug 2019)
• Richard Graham Ward

  IRN RGW01112

  • CF30 Customer (25 Oct 2013 to 27 May 2016)
• Richard James Heath

  IRN RJH01437

  • CF30 Customer (9 Feb 2011 to 19 Jul 2011)
• Richard Paulsen

  IRN RXP01471

  • CF21 Investment Adviser (7 Dec 2005 to 1 Mar 2006)
  • CF22 Investment Adviser (Trainee) (11 Mar 2005 to 5 Dec 2005)
• Richard William Tye

  IRN RWT01036

  • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
  • CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Feb 2007 to 10 Jul 2007)
• Ricky Evans

  IRN RXE01271

  • [FCA CF] Material risk taker (since 31 Jan 2024)
  • [FCA CF] Client dealing (since 31 Jan 2024)
  • CF30 Customer (25 May 2012 to 10 Jul 2013)
• Ricky Jay Forman

  IRN RJF01173

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Oct 2013 to 8 Dec 2019)
• Robert Alistair Seltzer

  IRN RAS01311

  • CF28 Systems and controls (15 Jan 2009 to 2 Nov 2010)
• Robert Eric Jones

  IRN REJ01043

  • [FCA CF] Client dealing (since 10 Jun 2024)
• Robert John Gardiner

  IRN RJG01276

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2022)

No changes recorded yet.