FRASER - HANN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02183530
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Holly End
    Martlesham Heath
    Ipswich
    Suffolk
    IP5 3UW
    UNITED KINGDOM
    Phone
    +4401473620530
    Web
    https://www.fraser-hann.co.uk

  • Complaints Contact

    12 Holly End
    Martlesham Heath
    Ipswich
    Suffolk
    IP5 3UW
    UNITED KINGDOM
    Phone
    +441473620530

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Hann

    IRN CXH00158

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (11 Apr 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Oct 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (10 Oct 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Oct 2008 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Feb 2003 to 31 Oct 2007)
    • CF1 Director (3 Feb 2003 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
  • Jane Louise Summerfield

    IRN JLS01109

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Nov 2004 to 31 Oct 2007)
  • Jeremy Philip Moore

    IRN JPM01217

    • CF21 Investment Adviser (20 Jan 2004 to 22 Oct 2004)
  • Kenneth Ivor Hann

    IRN KIH00001

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • Responsible for Insurance Mediation (19 Jan 2005 to 1 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2008)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Mar 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.