Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Fraser & Fraser39 Hatton GardenLondonCamdenEC1N 8EHUNITED KINGDOM- Phone
- +4402078321400
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Complaints Contact
Fraser & Fraser39 Hatton GardenLondonCamdenEC1N 8EHUNITED KINGDOM- Phone
- +4402078321400
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Retail (Non-Investment Insurance)
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Insurance Admin
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Fraser
IRN AXF01884
- SMF29 Limited scope function (limited scope SMCR firms only) (since 22 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF11 Money Laundering Reporting (31 May 2015 to 8 Dec 2019)
- CF4 Partner (31 May 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (31 May 2015 to 30 Sep 2018)
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Charles Simon Jacques Fraser
IRN CSF01026
- CF8 Apportionment and Oversight (1 Oct 2007 to 16 Jul 2015)
- Responsible for Insurance Mediation (1 Oct 2007 to 16 Jul 2015)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.