FRANK G. GATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Darren James Cooper
IRN DJC01488
- CF1 Director (AR) (since 19 Jun 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (6 Jul 2017 to 8 Dec 2019)
- CF29 Significant management (24 Jun 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (24 Jun 2015 to 30 Sep 2018)
Edward Frank Gates
IRN EFG01007
- CF1 Director (14 Jan 2005 to 16 Oct 2018)
Heath Greenall
IRN HXG01111
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
John Sartin Edwards
IRN JSE01030
- CF1 Director (14 Jan 2005 to 16 Oct 2018)
John Steven Belton
IRN JXB25175
- SMF3 Executive Director (since 24 Mar 2020)
Martin David Cottenden
IRN MDC01113
- CF1 Director (14 Jan 2005 to 22 Feb 2018)
Philip Lloyd Benson
IRN PXB00299
- SMF3 Executive Director (since 18 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jun 2021)
Robin Howard Threadgold
IRN RHT01032
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2009)
Simon James Maude-Dawson
IRN SXM25518
- SMF16 Compliance Oversight (since 20 Mar 2020)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.