Frank Corrigan & Co. Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 The Cobalt CentreSiskin Parkway EastCoventryWarwickshireCV3 4PEUNITED KINGDOM- Phone
- +442476555594
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Complaints Contact
1 The Cobalt CentreSiskin Parkway EastCoventryWarwickshireCV3 4PEUNITED KINGDOM- Phone
- +442476555594
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit, Personal pension scheme
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- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Plan Admin
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Arthur Fitzhugh
IRN PAF01110
- (2)CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- (3)CF22 Investment Adviser (Trainee) (9 Aug 2007 to 31 Oct 2007)
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Roger William Long
IRN RWL01038
- (8)CF21 Investment Adviser (6 Dec 2002 to 28 Feb 2003)
- (7)CF22 Investment Adviser (Trainee) (18 Sep 2002 to 6 Dec 2002)
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Shelley Marie Crawford
IRN SMC01203
- (4)CF30 Customer (25 Sep 2008 to 30 Dec 2012)
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Steven Thorpe
IRN SXT00029
- (5)CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2002)
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William Joseph Murray
IRN WJM00026
- (6)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Sep 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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John Barton Financial Services Limited (no longer appointed)
FRN 189468 · Appointed 7 May 1999 · Until 7 Apr 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function removed: Responsible for Insurance Distribution
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controlled function removed: Responsibility for MCD Intermediation
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controlled function removed: SMF3 Executive Director
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controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function removed: SMF3 Executive Director
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ar appointed: John Barton Financial Services Limited