Date authorised
1 April 2013
Companies House
02198916
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 The Cobalt Centre
    Siskin Parkway East
    Coventry
    Warwickshire
    CV3 4PE
    UNITED KINGDOM
    Phone
    +442476555594
  • Complaints Contact

    1 The Cobalt Centre
    Siskin Parkway East
    Coventry
    Warwickshire
    CV3 4PE
    UNITED KINGDOM
    Phone
    +442476555594

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit, Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Debt Plan Admin

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Arthur Fitzhugh

    IRN PAF01110

    • (2)CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • (3)CF22 Investment Adviser (Trainee) (9 Aug 2007 to 31 Oct 2007)
  • Roger William Long

    IRN RWL01038

    • (8)CF21 Investment Adviser (6 Dec 2002 to 28 Feb 2003)
    • (7)CF22 Investment Adviser (Trainee) (18 Sep 2002 to 6 Dec 2002)
  • Shelley Marie Crawford

    IRN SMC01203

    • (4)CF30 Customer (25 Sep 2008 to 30 Dec 2012)
  • Steven Thorpe

    IRN SXT00029

    • (5)CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2002)
  • William Joseph Murray

    IRN WJM00026

    • (6)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Sep 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (29)CF28 Systems and controls

  2. controlled function added: (28)CF30 Customer

  3. controlled function added: (27)CF21 Investment Adviser

  4. controlled function added: (26)CF30 Customer

  5. controlled function added: (25)[FCA CF] Functions requiring qualifications

  6. controlled function added: (24)[FCA CF] Client dealing

  7. controlled function added: (23)CF30 Customer

  8. controlled function added: (22)[FCA CF] Functions requiring qualifications

  9. controlled function added: (21)[FCA CF] Client dealing

  10. controlled function added: (20)CF21 Investment Adviser