Date authorised
1 April 2013
Companies House
OC362112
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Peak
    Level 2
    5 Wilton Road
    London
    SW1V 1AN
    UNITED KINGDOM
    Phone
    +442079078614
  • Complaints Contact

    The Peak
    Level 2
    5 Wilton Road
    London
    SW1V 1AN
    UNITED KINGDOM
    Phone
    +442079078614

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Francisco Partners UK Ltd

    IRN XXF01064

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
  • Alessandro Celli

    IRN AXC02098

    • CF30 Customer (29 May 2012 to 26 Aug 2015)
  • Deep Shah

    IRN DXS01993

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 May 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
  • Matthew Spetzler

    IRN MXS03147

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2025)
    • CF4 Partner (11 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (29 May 2012 to 8 Dec 2019)
  • Petri Oksanen

    IRN PXO18765

    • [FCA CF] Client dealing (since 26 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 Sep 2019 to 8 Dec 2019)
  • Robert Anthony Charles MacLean

    IRN RAM01160

    • CF30 Customer (30 May 2012 to 17 Apr 2018)
  • Thomas Lawrence Ludwig

    IRN TLL01013

    • [FCA CF] Client dealing (since 26 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.