Fortress Investment Group (UK) Ltd

Date authorised
1 April 2013
Companies House
03612389
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Clarges Street
    Fourth Floor
    London
    W1J 8AE
    UNITED KINGDOM
    Phone
    +442072905600
    Web
    https://www.fortress.com

  • Complaints Contact

    7 Clarges Street
    Fourth Floor
    London
    W1J 8AE
    UNITED KINGDOM
    Phone
    +442072905600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin James Keefe

    IRN BXK01154

    • CF30 Customer (26 Feb 2018 to 8 Dec 2019)
  • Branton Xiang Liang Foo

    IRN BXF76321

    • [FCA CF] Client dealing (1 Aug 2023 to 31 Aug 2024)
  • Bruce Russell Snider

    IRN BRS01026

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF21 Investment Adviser (22 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (22 Nov 2005 to 31 Oct 2007)
  • Charles Robert Spetka

    IRN CRS01163

    • CF30 Customer (8 Mar 2018 to 8 Dec 2019)
  • Christopher Carl Linkas

    IRN CCL01042

    • [FCA CF] Client dealing (31 Mar 2021 to 1 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2022)
    • CF30 Customer (5 Dec 2013 to 8 Dec 2019)
    • CF1 Director (8 Oct 2013 to 8 Dec 2019)
  • Christopher John Alan Lindsay

    IRN CXL00180

    • [FCA CF] Client dealing (since 17 Feb 2021)
  • Craig David McWilliam

    IRN CDM01110

    • CF30 Customer (18 May 2009 to 9 Apr 2010)
  • Cyril Courbage

    IRN CXC01198

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF3 Executive Director (since 24 Feb 2020)
    • CF30 Customer (15 Feb 2012 to 8 Dec 2019)
  • Daniel Dobrev

    IRN DXD60376

    • [FCA CF] Client dealing (since 10 Oct 2022)
  • Daniel Neal Bass

    IRN DNB01045

    • CF28 Systems and controls (1 Nov 2007 to 3 Apr 2019)
    • CF13 Finance (22 Nov 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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