Forte Securities Limited

• Principal Place of Business

  4th Floor

  36 Golden Square

  London

  W1F 9EE

  UNITED KINGDOM

  Phone

  +442070994950

  Web

  http://www.fortesecurities.com

• Complaints Contact

  4th Floor

  36 Golden Square

  London

  W1F 9EE

  UNITED KINGDOM

  Phone

  +442070994950

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver John Espley

  IRN OJE01001

  • [FCA CF] Client dealing (since 11 Apr 2025)
  • [FCA CF] Manager of certification employee (since 11 Apr 2025)
  • CF30 Customer (22 Sep 2016 to 8 Dec 2019)
• Olivier Peltier

  IRN OXP00032

  • [FCA CF] Client dealing (5 Jan 2022 to 30 Sep 2024)
• Olympia Andrea Louka

  IRN OAL01013

  • CF30 Customer (7 May 2014 to 8 May 2015)
• Omari Richards

  IRN OXR00036

  • [FCA CF] Client dealing (7 Jul 2025 to 11 Feb 2026)
• Oriano Moro

  IRN OXM01061

  • [FCA CF] Client dealing (2 May 2023 to 3 Aug 2023)
  • [FCA CF] Material risk taker (2 May 2023 to 3 Aug 2023)
• Osman Khan

  IRN OXK00057

  • [FCA CF] Client dealing (since 29 Mar 2023)
• Ozan Kalemdaroglu

  IRN OXK00045

  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Material risk taker (1 Sep 2022 to 31 Jul 2023)
• Paolo Zuolo

  IRN PXZ01007

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Mar 2024)
  • CF30 Customer (3 May 2018 to 8 Dec 2019)
• Patricia Eva Pietraszko

  IRN PEP01031

  • [FCA CF] Client dealing (19 May 2020 to 28 Feb 2021)
• Patrick Thimon

  IRN PXT00144

  • [FCA CF] Client dealing (since 17 Jun 2020)

• Frontera Capital Limited (no longer appointed)

  FRN 616590 · Appointed 4 Mar 2014 · Until 21 Jan 2015

• Prism Financial Products LLP (no longer appointed)

  FRN 607249 · Appointed 12 Sep 2013 · Until 24 Jan 2014 · Tied agent

• Gulf Central Agency Asset Management Ltd (no longer appointed)

  FRN 585988 · Appointed 4 Apr 2013 · Until 11 Sep 2013

• Molton Street Capital LLP (no longer appointed)

  FRN 585695 · Appointed 2 Aug 2012 · Until 12 Feb 2013

• MerX Securities LLP (no longer appointed)

  FRN 585318 · Appointed 26 Jul 2012 · Until 5 Apr 2013

• DNA Securities LLP (no longer appointed)

  FRN 584083 · Appointed 29 Jun 2012 · Until 13 Feb 2013

• TIDE CM LLP (no longer appointed)

  FRN 576869 · Appointed 8 Mar 2012 · Until 15 Dec 2021

• Bolt Markets Limited (no longer appointed)

  FRN 556242 · Appointed 15 Jul 2011 · Until 21 Feb 2012

No changes recorded yet.