Fort Financial Planning Ltd

Date authorised
1 April 2013
Companies House
05262921
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Etheridge House
    Barton View Business Park
    Sheeplands Lane
    Sherborne
    Dorset
    DT9 4FW
    UNITED KINGDOM
    Phone
    +441935813322
    Web
    https://www.ffp.org.uk

  • Complaints Contact

    Etheridge House
    Barton View Business Park
    Sheeplands Lane
    Sherborne
    Dorset
    DT9 4FW
    UNITED KINGDOM
    Phone
    +441935813322

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Nicholas Fort

    IRN ANF00004

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Apr 2005 to 31 Mar 2009)
    • CF1 Director (1 Apr 2005 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Apr 2005 to 22 Feb 2019)
    • CF10 Compliance Oversight (1 Apr 2005 to 22 Feb 2019)
  • Clarissa Margaret Fort

    IRN CMF01059

    • CF1 Director (1 Apr 2005 to 30 Mar 2012)
  • Emily Margaret Clark Flynn

    IRN EMF01044

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Aug 2018 to 8 Dec 2019)
  • Mark Charles Salter

    IRN MCS01174

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 10 Apr 2019)
    • CF11 Money Laundering Reporting (10 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2019 to 8 Dec 2019)
    • CF1 Director (6 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (12 Feb 2014 to 8 Dec 2019)
  • Mark Lawrence

    IRN MXL00711

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 8 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2024)
  • Rebecca Louise Rogers

    IRN RXR00222

    • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 31 Aug 2022)
    • [FCA CF] Client dealing (1 Jan 2022 to 31 Aug 2022)
  • Rosa Nash

    IRN RXN00180

    • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 31 Aug 2024)
    • [FCA CF] Client dealing (7 Nov 2022 to 31 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.