Date authorised
1 April 2013
Companies House
OC300878
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100
  • Complaints Contact

    Foresight Group
    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Debenture, Government and public security, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Holmes

    IRN CXH01790

    • SMF27 Partner (17 Feb 2025 to 8 Aug 2025)
    • [FCA CF] Manager of certification employee (12 Nov 2021 to 8 Aug 2025)
    • [FCA CF] Client dealing (5 Oct 2020 to 8 Aug 2025)
    • [FCA CF] Material risk taker (5 Oct 2020 to 8 Aug 2025)
    • CF30 Customer (3 Oct 2019 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2019 to 9 Dec 2019)
  • Christopher James Tanner

    IRN CJT01087

    • [FCA CF] Manager of certification employee (since 10 Nov 2021)
    • [FCA CF] Material risk taker (since 5 Oct 2020)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • [FCA CF] Significant management (since 5 Oct 2020)
    • CF4 Partner (30 Aug 2019 to 9 Dec 2019)
    • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
  • Christopher John Copland

    IRN CXC00677

    • CF1 Director (AR) (21 Apr 2023 to 3 May 2024)
  • Christopher Wardle

    IRN CXW00246

    • [FCA CF] Manager of certification employee (10 Nov 2021 to 1 Jul 2024)
    • [FCA CF] Client dealing (5 Oct 2020 to 1 Jul 2024)
  • Christopher Wiles

    IRN CXW00247

    • [FCA CF] Manager of certification employee (since 26 Jun 2025)
    • [FCA CF] Client dealing (since 5 Oct 2020)
  • Chung Man Cheung

    IRN CXC00822

    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Claire Alvarez

    IRN CXA00114

    • [FCA CF] Manager of certification employee (since 26 Jun 2025)
    • [FCA CF] Material risk taker (since 10 Nov 2021)
    • [FCA CF] Client dealing (since 5 Oct 2020)
  • Claire Firmston-Williams

    IRN CXF00302

    • [FCA CF] Client dealing (since 5 Jun 2023)
  • Claire Jervis

    IRN CXJ00114

    • [FCA CF] Client dealing (since 12 Mar 2025)
  • Conor Cowden

    IRN CXC00858

    • [FCA CF] Client dealing (since 26 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.