Date authorised
1 April 2013
Companies House
OC300878
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100
  • Complaints Contact

    Foresight Group
    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Debenture, Government and public security, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Theresa Frappell

    IRN TXF00119

    • [FCA CF] Client dealing (8 Dec 2021 to 25 Feb 2022)
  • Thomas Blackwood

    IRN TXB00494

    • [FCA CF] Client dealing (1 Aug 2023 to 2 Jan 2024)
  • Thomas Borg

    IRN TXB00603

    • [FCA CF] Client dealing (since 22 Oct 2024)
  • Thomas David McGillycuddy

    IRN TDM01077

    • [FCA CF] Manager of certification employee (26 Jun 2025 to 5 Sep 2025)
    • [FCA CF] Client dealing (29 Nov 2024 to 5 Sep 2025)
  • Thomas Lavery

    IRN TXL00211

    • [FCA CF] Significant management (3 Jan 2023 to 14 Feb 2025)
    • [FCA CF] Material risk taker (3 Jan 2023 to 14 Feb 2025)
  • Timothy Blair Valmas

    IRN TBV01001

    • [FCA CF] Significant management (since 30 Jan 2025)
    • [FCA CF] Material risk taker (since 30 Jan 2025)
  • Timothy House

    IRN TXH00386

    • [FCA CF] Client dealing (since 18 Sep 2023)
  • Timothy Mihill

    IRN TXM00321

    • [FCA CF] Client dealing (since 13 Dec 2021)
  • Tina Robertson

    IRN TXR00208

    • [FCA CF] Significant management (20 Feb 2023 to 7 Jul 2023)
    • [FCA CF] Client dealing (20 Feb 2023 to 7 Jul 2023)
    • [FCA CF] Material risk taker (20 Feb 2023 to 7 Jul 2023)
  • Tobias Butt

    IRN TXB00495

    • [FCA CF] Client dealing (since 1 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.