Date authorised
1 April 2013
Companies House
OC300878
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100
  • Complaints Contact

    Foresight Group
    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402036678100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Debenture, Government and public security, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rhiannon Nightingale

    IRN RXN00212

    • [FCA CF] Client dealing (since 14 Aug 2023)
  • Ricardo Silva Santos Cima Pineiro

    IRN SSP01032

    • SMF27 Partner (1 Apr 2022 to 8 Aug 2025)
    • [FCA CF] Manager of certification employee (12 Nov 2021 to 8 Aug 2025)
    • [FCA CF] Significant management (5 Oct 2020 to 8 Aug 2025)
    • [FCA CF] Material risk taker (5 Oct 2020 to 8 Aug 2025)
    • [FCA CF] Client dealing (5 Oct 2020 to 8 Aug 2025)
    • CF4 Partner (25 Jun 2018 to 9 Dec 2019)
    • CF30 Customer (22 Jan 2013 to 8 Dec 2019)
  • Richard Alexander Roberts

    IRN RAR01084

    • [FCA CF] Manager of certification employee (since 26 Jul 2024)
    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Richard James Kelly

    IRN RJK01152

    • [FCA CF] Client dealing (since 5 Oct 2020)
    • [FCA CF] Material risk taker (5 Oct 2020 to 25 Nov 2021)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Richard Lewis

    IRN RXL00179

    • [FCA CF] Manager of certification employee (since 28 Aug 2024)
    • [FCA CF] Client dealing (since 4 Jul 2022)
  • Richard Ralph

    IRN RXR00286

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Richard Thompson

    IRN RXT01842

    • [FCA CF] Manager of certification employee (since 12 Nov 2021)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • [FCA CF] Material risk taker (since 5 Oct 2020)
    • CF4 Partner (27 Jun 2018 to 9 Dec 2019)
    • CF30 Customer (27 Jun 2018 to 8 Dec 2019)
  • Robert Gallagher

    IRN RXG12577

    • [FCA CF] Client dealing (22 Apr 2022 to 2 Mar 2026)
  • Robert Jones

    IRN RXJ00107

    • [FCA CF] Manager of certification employee (since 7 Aug 2024)
    • [FCA CF] Client dealing (since 5 Oct 2020)
  • Robert Kuo

    IRN RXK00299

    • [FCA CF] Client dealing (1 Aug 2022 to 10 Feb 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.