FORBES SECURITIES LTD.

• Principal Place of Business

  1 Oakfield Road

  Hightown

  Liverpool

  Merseyside

  L38 9GQ

  UNITED KINGDOM

  Phone

  +4401519293988

  Web

  https://www.forbesconsultancy.co.uk

• Complaints Contact

  1 Oakfield Road

  Hightown

  Liverpool

  Merseyside

  L38 9GQ

  UNITED KINGDOM

  Phone

  +4401519293988

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Equity Release Advice

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Dejay Eager

  IRN DXE00219

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
• Lynda Jane Kellett

  IRN LJK01025

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 28 Sep 2016)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • CF1 Director (31 Oct 2004 to 8 Dec 2019)
• Maria O Neill

  IRN MXO00002

  • [FCA CF] Client dealing (1 Sep 2020 to 16 Dec 2020)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 16 Dec 2020)
• Michael William Kellett

  IRN MWK00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 31 Oct 2017)
  • CF11 Money Laundering Reporting (31 Oct 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (31 Oct 2017 to 30 Sep 2018)
  • CF1 Director (31 Oct 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (31 Oct 2017 to 8 Dec 2019)
• SHEILA RENSHAW

  IRN SXR01527

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • [FCA CF] Client dealing (since 1 Sep 2020)

• Integrity Financial Consultancy Ltd (no longer appointed)

  FRN 411766 · Appointed 31 Oct 2004 · Until 14 Apr 2009

No changes recorded yet.