FNZ (UK) Ltd

• Principal Place of Business

  F N Z (UK) Ltd

  1 Tanfield

  Edinburgh

  Edinburgh, City Of

  EH3 5DA

  UNITED KINGDOM

  Phone

  +443033333330

  Web

  https://www.fnz.com

• Complaints Contact

  F N Z (UK) Ltd

  1 Tanfield

  Edinburgh

  Edinburgh, City Of

  EH3 5DA

  UNITED KINGDOM

  Phone

  +443033333330

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gemma Lawley

  IRN GXL00267

  • SMF18 Other Overall Responsibility (21 Feb 2024 to 5 Jun 2025)
  • [FCA CF] Material risk taker (30 Aug 2023 to 5 Jun 2025)
• Gordon Murray

  IRN GXM00233

  • [FCA CF] Manager of certification employee (25 Jan 2021 to 10 Feb 2022)
  • [FCA CF] Material risk taker (6 Nov 2020 to 22 Aug 2022)
• Gordon Rice

  IRN GXR00104

  • [FCA CF] Material risk taker (30 Oct 2020 to 29 Aug 2023)
• Graeme Smyth

  IRN GXS01678

  • CF30 Customer (15 Mar 2010 to 12 Apr 2011)
• Graham James Cameron Scrimgeour

  IRN GJS01176

  • CF28 Systems and controls (14 May 2013 to 31 Mar 2014)
• Grant Macleod

  IRN GXM00232

  • [FCA CF] Material risk taker (30 Oct 2020 to 9 Mar 2022)
• Gregor Ninian Stewart

  IRN GNS01032

  • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 6 Dec 2023)
  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Apr 2024)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 6 Dec 2023)
  • CF2 Non Executive Director (30 Oct 2018 to 8 Dec 2019)
  • CF1 Director (17 Jul 2015 to 30 Oct 2018)
• Guy Andrew Warren

  IRN GAW01098

  • CF10a CASS Oversight function (11 Jul 2013 to 21 Nov 2013)
  • CF3 Chief Executive (11 Jul 2013 to 29 Nov 2013)
  • CF1 Director (25 Jun 2013 to 29 Nov 2013)
• Hanspeter Wolf

  IRN HXW00180

  • [FCA CF] Material risk taker (19 Apr 2023 to 28 Oct 2025)
  • [FCA CF] Manager of certification employee (19 Apr 2023 to 28 Oct 2025)
• Hugh Evans

  IRN HXE00023

  • [FCA CF] Material risk taker (30 Oct 2020 to 24 Aug 2023)

• FNZ TA Services Limited (no longer appointed)

  FRN 695505 · Appointed 15 May 2015 · Until 10 Jun 2022 · Tied agent

No changes recorded yet.