FMR Investment Management (UK) Limited

Date authorised
1 April 2013
Companies House
05942395
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    F M R Investment Management UK
    Investment Management Uk
    25 Cannon Street
    London
    City Of London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +4402071843500
  • Complaints Contact

    F M R Investment Management UK
    Investment Management Uk
    25 Cannon Street
    London
    City Of London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +4402071843500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional

  • Investment Advice (no pensions)

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ulrika Eva Bergman

    IRN UEB01002

    • CF30 Customer (11 Jul 2012 to 31 Oct 2013)
  • Victoria Redgrave

    IRN VXR00119

    • SMF3 Executive Director (since 19 Nov 2024)
  • Vincent Montemaggiore

    IRN VXM01264

    • CF30 Customer (1 Apr 2015 to 27 Jul 2015)
  • Walter Garbacik

    IRN WXG01139

    • CF30 Customer (13 Oct 2015 to 8 Feb 2018)
  • William Baxter

    IRN WXB01339

    • CF30 Customer (15 Apr 2016 to 30 Mar 2017)
    • CF29 Significant management (15 Apr 2016 to 30 Mar 2017)
  • William Eric Dailey

    IRN WXD01079

    • CF28 Systems and controls (14 Sep 2015 to 14 Dec 2018)
    • CF3 Chief Executive (1 Feb 2008 to 4 Nov 2011)
    • CF1 Director (1 Feb 2008 to 4 Nov 2011)
  • William Kennedy

    IRN WXK01084

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2022)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Young Duchung Chin

    IRN YDC01003

    • CF1 Director (31 Mar 2009 to 31 Dec 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.