FMR Investment Management (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
F M R Investment Management UKInvestment Management Uk25 Cannon StreetLondonCity Of LondonEC4M 5SBUNITED KINGDOM- Phone
- +4402071843500
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Complaints Contact
F M R Investment Management UKInvestment Management Uk25 Cannon StreetLondonCity Of LondonEC4M 5SBUNITED KINGDOM- Phone
- +4402071843500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional
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Investment Advice (no pensions)
For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ulrika Eva Bergman
IRN UEB01002
- CF30 Customer (11 Jul 2012 to 31 Oct 2013)
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Victoria Redgrave
IRN VXR00119
- SMF3 Executive Director (since 19 Nov 2024)
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Vincent Montemaggiore
IRN VXM01264
- CF30 Customer (1 Apr 2015 to 27 Jul 2015)
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Walter Garbacik
IRN WXG01139
- CF30 Customer (13 Oct 2015 to 8 Feb 2018)
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William Baxter
IRN WXB01339
- CF30 Customer (15 Apr 2016 to 30 Mar 2017)
- CF29 Significant management (15 Apr 2016 to 30 Mar 2017)
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William Eric Dailey
IRN WXD01079
- CF28 Systems and controls (14 Sep 2015 to 14 Dec 2018)
- CF3 Chief Executive (1 Feb 2008 to 4 Nov 2011)
- CF1 Director (1 Feb 2008 to 4 Nov 2011)
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William Kennedy
IRN WXK01084
- [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2022)
- CF30 Customer (1 Apr 2015 to 8 Dec 2019)
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Young Duchung Chin
IRN YDC01003
- CF1 Director (31 Mar 2009 to 31 Dec 2013)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.