FLC UK Advisor LLP

Date authorised
1 April 2013
Companies House
OC367083
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Hay Hill Ltd
    12 Hay Hill
    London
    Westminster
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4402079525214
    Web
    https://www.fisherlynch.com

  • Complaints Contact

    250 California Dr
    Burlingame, CA 94010-4172
    Burlingame
    CA
    94010-4172
    UNITED STATES OF AMERICA
    Phone
    +16502872708

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . FLC UK Management Co. Limited

    IRN XXF01070

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Apr 2012 to 8 Dec 2019)
  • Benjamin Cluff

    IRN BXC01530

    • CF30 Customer (9 Nov 2012 to 8 Dec 2019)
  • Harry Hewlett

    IRN HXH01278

    • CF30 Customer (31 Oct 2012 to 5 Nov 2018)
  • Marcus James Wood

    IRN MJW01215

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Apr 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Apr 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (20 Apr 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.