Fisher Investments Europe Limited

• Principal Place of Business

  Fisher Investments Europe Ltd

  Level 18, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

  Web

  https://www.fisherinvestments.com/en-gb

• Complaints Contact

  Fisher Investments Europe Ltd

  Level 20, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Torben Henrik Vang-Larsen

  IRN THV01008

  • CF29 Significant management (20 Jun 2013 to 4 Nov 2019)
  • CF30 Customer (14 Jun 2013 to 4 Nov 2019)
• Tore Sundsdal

  IRN TXS01975

  • CF30 Customer (30 Jul 2015 to 8 Dec 2019)
• Tyler James Fought

  IRN TJF01089

  • CF30 Customer (24 Nov 2016 to 28 Jan 2019)
• Victor Cees Hoekstra

  IRN VCH01009

  • CF30 Customer (16 Aug 2013 to 4 Nov 2019)
  • CF29 Significant management (16 Aug 2013 to 4 Nov 2019)
• Vithushan Thiruvasagam

  IRN VXT00098

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
  • [FCA CF] Client dealing (since 29 Jul 2024)
• Wesley Adrian Van Aswegen

  IRN WXV11979

  • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
• William John Hetherington Ducker

  IRN WXD00085

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 23 Feb 2024)
• William Scott Lorimer

  IRN WXL15674

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Aug 2024)
  • [FCA CF] Client dealing (since 21 Aug 2024)

• Alexandra Josephine Wiercx-Schnitker (no longer appointed)

  FRN 834229 · Appointed 21 Feb 2019 · Until 6 Aug 2019 · Tied agent

• LF Wealth LTD (no longer appointed)

  FRN 804058 · Appointed 14 Mar 2018 · Until 25 Sep 2019 · Tied agent

• NK Private Wealth Ltd (no longer appointed)

  FRN 804074 · Appointed 14 Mar 2018 · Until 16 Dec 2019 · Tied agent

No changes recorded yet.