Date authorised
17 September 2008
Companies House
FC028417
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 23
    The Broadgate Tower
    20 Primrose Street
    London
    City Of London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +442079391700
  • Complaints Contact

    Level 23
    The Broadgate Tower
    20 Primrose Street
    London
    City Of London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +442079391863

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Accepting deposits is limited to wholesale business
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • MARIANNA GEORGAKOPOULOU

    IRN MXG02068

    • CF30 Customer (2 Nov 2015 to 6 Mar 2016)
  • Marc Anthony Steven Viakowsky

    IRN MXV00093

    • [FCA CF] Manager of certification employee (since 18 Aug 2021)
    • [FCA CF] Client dealing (since 18 Aug 2021)
  • Marcy Mills Swank

    IRN MXS00980

    • [FCA CF] Client dealing (since 18 May 2022)
  • Mark Da Rocha Amorim

    IRN MXA00607

    • [FCA CF] Client dealing (since 7 Mar 2022)
  • Mark Nicholas Standish

    IRN MNS01020

    • Responsible for Insurance Distribution (1 Oct 2018 to 7 May 2019)
    • SMF3 Executive Director (1 Jul 2016 to 7 May 2019)
    • CF29 Significant management (17 Sep 2008 to 6 Mar 2016)
    • Responsible for Insurance Mediation (17 Sep 2008 to 30 Sep 2018)
  • Mark Robert Treagus

    IRN MRT01132

    • SMF19 Head of Overseas Branch/Head of Overseas (since 25 Jul 2025)
    • SMF3 Executive Director (1 Jul 2016 to 24 Jul 2025)
  • Martin Paul Richardson

    IRN MXR01575

    • SMF19 Head of Overseas Branch/Head of Overseas (23 May 2019 to 17 Feb 2025)
    • SMF3 Executive Director (27 Sep 2018 to 24 May 2019)
    • CF30 Customer (21 Nov 2008 to 6 Mar 2016)
    • CF29 Significant management (17 Sep 2008 to 6 Mar 2016)
  • Matthew Wayne Shaw

    IRN MXS05064

    • [FCA CF] Client dealing (31 May 2024 to 24 Aug 2024)
  • Mehak Nagpal

    IRN MXN00452

    • [FCA CF] Client dealing (since 25 Nov 2025)
  • Michael Edward Humphries

    IRN MEH01156

    • CF30 Customer (8 Sep 2014 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.