Date authorised
4 November 2014
Companies House
07857938
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Part Level 15
    The Gherkin
    30 St. Mary Axe
    London
    EC3A 8EP
    UNITED KINGDOM
    Phone
    +4402076558035
  • Complaints Contact

    Part Level 15
    The Gherkin
    30 St. Mary Axe
    London
    EC3A 8EP
    UNITED KINGDOM
    Phone
    +4402076558035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajay Tailor

    IRN AXT00189

    • SMF3 Executive Director (5 Jul 2022 to 31 Jan 2023)
  • Callum Bailey

    IRN CXB01024

    • [FCA CF] Significant management (since 7 Jan 2025)
  • Charlotte Remy Siobhan Phipps

    IRN CXP00332

    • [FCA CF] Significant management (6 Jan 2025 to 21 Apr 2026)
    • [FCA CF] Material risk taker (27 Nov 2023 to 6 Jan 2025)
  • Christopher Benstead

    IRN CXB01201

    • [FCA CF] Significant management (since 16 Apr 2026)
  • Claire Newman

    IRN CXN00156

    • [FCA CF] Significant management (since 1 Sep 2022)
  • Colin Hart

    IRN CXH01339

    • SMF3 Executive Director (9 Dec 2019 to 5 May 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 May 2021)
    • Responsible for Insurance Mediation (26 Jun 2017 to 30 Sep 2018)
    • CF1 Director (4 Nov 2014 to 8 Dec 2019)
  • Dean Robert Evans

    IRN DXE00199

    • [FCA CF] Significant management (since 27 Nov 2023)
  • Dean Stuart Bartlett

    IRN DSB01151

    • CF2 Non Executive Director (18 Aug 2017 to 30 Sep 2018)
  • Erle Johns

    IRN EXJ00104

    • [FCA CF] Significant management (since 1 Sep 2022)
  • Gemma Susanne Stanley

    IRN GXS00568

    • SMF3 Executive Director (since 22 Feb 2024)
    • [FCA CF] Significant management (since 1 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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