Date authorised
1 April 2013
Companies House
01112603
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42 Trinity Square
    London
    EC3N 4DJ
    UNITED KINGDOM
    Phone
    +442071608100
  • Complaints Contact

    42 Trinity Square
    London
    EC3N 4DJ
    UNITED KINGDOM
    Phone
    +442071608100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Credit, General liability, Legal expenses, Miscellaneous financial loss, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Issues Insurance

    For All, General liability, Legal expenses, Miscellaneous financial loss

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Natalie Beckham

    IRN NXB00269

    • [PRA CF] Key function holder (1 Jun 2021 to 28 Apr 2022)
  • Neil Robert Moffat Anderson

    IRN NRA01016

    • CF13 Finance (1 Dec 2001 to 15 Apr 2005)
  • Neil St Clair Ross

    IRN NSR01017

    • CF2 Non Executive Director (26 Mar 2004 to 17 Apr 2007)
  • Nigel Vaughan Spencer

    IRN NVS01009

    • CF1 Director (AR) (14 Mar 2013 to 31 Mar 2015)
  • Oliver Bate

    IRN OXB08836

    • SMF3 Executive Director (since 14 Apr 2022)
    • SMF4 Chief Risk (since 16 Dec 2021)
    • SMF16 Compliance Oversight (since 25 Jan 2019)
    • [PRA CF] Key function holder (15 Sep 2022 to 28 Feb 2026)
  • Oliver George Martin Reid

    IRN OGR01000

    • CF1 Director (AR) (27 Feb 2006 to 31 Jul 2007)
  • Parker Steven Kennedy

    IRN PSK01020

    • CF2 Non Executive Director (1 Dec 2001 to 5 Apr 2002)
  • Paul Barker

    IRN PXB02127

    • [PRA CF] Key function holder (since 10 Dec 2018)
    • CF28 Systems and controls (19 Apr 2012 to 6 Mar 2016)
  • Paul Edward Albone

    IRN PEA01029

    • CF1 Director (AR) (20 Sep 2010 to 2 Jan 2024)
  • Peter William Donovan

    IRN PWD01029

    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 16 Oct 2017)
    • CF2 Non Executive Director (15 Jun 2012 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 15 Feb 2008)
    • CF13 Finance (26 Jun 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Jun 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.