Date authorised
1 April 2013
Companies House
01112603
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42 Trinity Square
    London
    EC3N 4DJ
    UNITED KINGDOM
    Phone
    +442071608100
  • Complaints Contact

    42 Trinity Square
    London
    EC3N 4DJ
    UNITED KINGDOM
    Phone
    +442071608100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Credit, General liability, Legal expenses, Miscellaneous financial loss, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Issues Insurance

    For All, General liability, Legal expenses, Miscellaneous financial loss

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ronald Gavin Park

    IRN RGP01058

    • CF1 Director (AR) (21 Jun 2011 to 16 Feb 2015)
  • Russell Frederick Gamble

    IRN RFG01025

    • CF1 Director (AR) (25 Aug 2009 to 23 Sep 2010)
  • Sally Richards

    IRN SXR02144

    • CF1 Director (AR) (18 Aug 2015 to 7 Sep 2015)
  • Stephen John Jeffree

    IRN SJJ01102

    • CF1 Director (AR) (4 May 2011 to 18 Nov 2011)
  • Stuart Charles Pearce Priestley-Smith

    IRN SCP01050

    • CF8 Apportionment and Oversight (7 Sep 2009 to 6 May 2010)
    • Responsible for Insurance Mediation (7 Sep 2009 to 6 May 2010)
    • CF1 Director (1 Sep 2008 to 6 May 2010)
    • CF2 Non Executive Director (19 Apr 2007 to 1 Sep 2008)
  • Thomas Hartley Grifferty

    IRN THG01006

    • CF1 Director (26 Nov 2009 to 25 Jul 2013)
    • CF2 Non Executive Director (1 Dec 2001 to 1 Jun 2006)
  • Timothy David Jones

    IRN TDJ01008

    • Responsible for Insurance Mediation (14 Jan 2005 to 18 Oct 2005)
    • CF1 Director (10 Apr 2003 to 14 Jun 2006)
  • Tirpat Kaur Bhogal

    IRN TXB00390

    • [PRA CF] Key function holder (since 22 Aug 2022)
  • Trevor Collin Youens

    IRN TCY00002

    • CF1 Director (AR) (24 Feb 2006 to 31 Dec 2008)
  • William Henry John Maidens

    IRN WHM01013

    • SMF9 Chair of the Governing Body (since 11 Jul 2024)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF3 Executive Director (12 Dec 2018 to 11 Jul 2024)
    • SMF1 Chief Executive (10 Dec 2018 to 26 Feb 2024)
    • SMF20 Chief Actuary (10 Dec 2018 to 19 Feb 2019)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Jan 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (25 May 2010 to 6 Mar 2016)
    • Responsible for Insurance Mediation (25 May 2010 to 30 Sep 2018)
    • CF3 Chief Executive (4 Sep 2009 to 6 Mar 2016)
    • CF1 Director (15 Feb 2008 to 6 Mar 2016)
    • CF28 Systems and controls (15 Feb 2008 to 4 Sep 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.