Date authorised
1 April 2013
Companies House
01112603
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42 Trinity Square
    London
    EC3N 4DJ
    UNITED KINGDOM
    Phone
    +442071608100
  • Complaints Contact

    42 Trinity Square
    London
    EC3N 4DJ
    UNITED KINGDOM
    Phone
    +442071608100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Credit, General liability, Legal expenses, Miscellaneous financial loss, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Issues Insurance

    For All, General liability, Legal expenses, Miscellaneous financial loss

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Thomas Farrand

    IRN JTF01017

    • CF2 Non Executive Director (1 Dec 2001 to 19 Jul 2005)
  • Justin Samuel Jackson McChesney

    IRN JSM01268

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jan 2024)
    • SMF3 Executive Director (since 12 Dec 2018)
    • SMF2 Chief Finance (since 10 Dec 2018)
    • SMF4 Chief Risk (10 Dec 2018 to 16 Dec 2021)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (5 Feb 2016 to 6 Mar 2016)
  • Karan Patel

    IRN KXP00065

    • [PRA CF] Key function holder (since 28 Mar 2022)
    • [PRA CF] Key function holder (1 Oct 2020 to 2 Nov 2021)
  • Karen Aldred

    IRN KXA01099

    • CF2 Non Executive Director (1 Dec 2001 to 17 Apr 2007)
  • Kelly Marie Clark

    IRN KXC44434

    • [PRA CF] Key function holder (10 Dec 2018 to 9 Mar 2022)
  • Kenneth David DeGiorgio

    IRN KDD01018

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 5 May 2023)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 15 Apr 2019)
    • SIMF9 Chairman (5 May 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (6 Feb 2013 to 6 Mar 2016)
  • Kevin James Dick

    IRN KJD01107

    • SMF1 Chief Executive (since 26 Feb 2024)
    • SMF3 Executive Director (since 10 Dec 2018)
    • SMF23 Chief Underwriting Officer (14 Jul 2022 to 1 Jun 2024)
    • SMF24 Chief Operations (18 Mar 2019 to 8 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 24 Jan 2024)
    • CF11 Money Laundering Reporting (6 Oct 2014 to 9 Dec 2018)
    • CF1 Director (16 Feb 2009 to 9 Dec 2018)
  • Lance John Gibbins

    IRN LJG01034

    • SMF11 Chair of the Audit Committee (since 10 Dec 2018)
    • SMF9 Chair of the Governing Body (11 Jul 2019 to 11 Jul 2024)
    • SIMF11 Chair of the Audit Committee (9 Oct 2017 to 9 Dec 2018)
    • SMF11 Chair of the Audit Committee (9 Oct 2017 to 10 Oct 2017)
  • Mark Daniel Johnston

    IRN MDJ01071

    • CF1 Director (AR) (7 Jan 2020 to 20 May 2021)
  • Mark James Manwaring

    IRN MJM01448

    • CF1 Director (AR) (6 Nov 2009 to 4 Nov 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.