Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
No.2 Methuen ParkChippenhamWiltshireSN14 0GBUNITED KINGDOM- Phone
- +443303030237
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Complaints Contact
3700Birmingham Business ParkBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4401217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Spencer Pearce
IRN JSP01089
- (617)Appointed representative dealing with clients for which they require qualification (22 Apr 2022 to 23 Nov 2022)
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John Trevor Preston
IRN JTP01034
- (214)CF1 Director (AR) (25 Sep 2012 to 10 Oct 2017)
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John Wain
IRN JXW00282
- (2004)Appointed representative dealing with clients for which they require qualification (2 Apr 2020 to 31 Aug 2020)
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John White Britton
IRN JXB00178
- (56)CF1 Director (AR) (10 May 2010 to 21 Jun 2014)
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John William Foster
IRN JWF01067
- (73)CF1 Director (AR) (since 14 Dec 2020)
- (423)Appointed representative dealing with clients for which they require qualification (14 Dec 2020 to 6 Jan 2025)
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John William Keane
IRN JWK00004
- (781)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2025)
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John Williams
IRN JXW16685
- (2185)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jun 2021)
- (2186)CF1 Director (AR) (16 Aug 2019 to 28 Sep 2021)
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John-Paul Jenkins
IRN JXJ00103
- (1048)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1049)Appointed representative dealing with clients for which they require qualification (since 4 Nov 2025)
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Johnny Hastings
IRN JXH00342
- (247)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (248)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Joleen Trimble
IRN JXT00158
- (1965)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Dale Hunter Financial Services Ltd (no longer appointed)
FRN 1019779 · Appointed 25 Oct 2024 · Until 26 May 2025
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PROMINENT MORTGAGE SERVICES LIMITED (no longer appointed)
FRN 1014971 · Appointed 9 Jul 2024 · Until 19 Feb 2025
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Warrior Financial Services Ltd (no longer appointed)
FRN 1009240 · Appointed 5 Mar 2024 · Until 28 Feb 2026
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Worrall Mortgages Limited (no longer appointed)
FRN 1009151 · Appointed 22 Feb 2024 · Until 11 Mar 2024
Recent activity
Updates to this firm's record on the FCA register.
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permission removed: CBTL Status
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controlled function added: (2689)SMF4 Chief Risk
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controlled function added: (2688)SMF16 Compliance Oversight
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controlled function added: (2687)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (2686)CF1 Director (AR)
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controlled function added: (2685)CF1 Director (AR)
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controlled function added: (2684)SMF9 Chair of the Governing Body
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controlled function added: (2683)SMF18 Other Overall Responsibility
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controlled function added: (2682)Responsible for Insurance Distribution
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controlled function added: (2681)Responsibility for MCD Intermediation