Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
No.2 Methuen ParkChippenhamWiltshireSN14 0GBUNITED KINGDOM- Phone
- +443303030237
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Complaints Contact
3700Birmingham Business ParkBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4401217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard James Howells
IRN RJH00047
- (1897)SMF3 Executive Director (since 23 Feb 2024)
- (1898)SMF1 Chief Executive (since 23 Feb 2024)
- (2190)Responsibility for MCD Intermediation (3 Sep 2024 to 2 Jan 2025)
- (2191)Responsible for Insurance Distribution (26 Jul 2024 to 2 Jan 2025)
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Richard James Kingsley Smith
IRN RXS00311
- (2292)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2293)Appointed representative dealing with clients for which they require qualification (since 5 Nov 2024)
- (2294)CF1 Director (AR) (since 21 Oct 2024)
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Richard James Steward
IRN RXS00269
- (1733)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2020)
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Richard James Willan
IRN RJW01329
- (1779)21. Advising or arranging (bringing about) equity release transactions
- (1780)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1781)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1782)CF1 Director (AR) (since 15 Aug 2017)
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Richard John Aston
IRN RJA01172
- (488)Appointed representative dealing with clients for which they require qualification (5 Dec 2023 to 18 Oct 2024)
- (489)CF1 Director (AR) (16 Feb 2015 to 14 Apr 2025)
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Richard John Ryszynski
IRN RJR01112
- (108)CF4 Partner (AR) (10 May 2010 to 7 Mar 2012)
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Richard John Seager
IRN RJS00016
- (779)Appointed representative dealing with clients for which they require qualification (5 Nov 2020 to 16 Mar 2022)
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Richard Kelly Digance
IRN RKD01023
- (60)CF1 Director (AR) (since 10 May 2010)
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Richard Kevin Tonks
IRN RXT26055
- (2031)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Dec 2019)
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Richard Levinson
IRN RXL20978
- (2136)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 May 2020)
- (2137)CF1 Director (AR) (27 Sep 2019 to 6 May 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Genie Limited
FRN 754691 · Appointed 1 Aug 2016
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Richard Hoy
FRN 754253 · Appointed 28 Jul 2016
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Carnegie Financial Ltd
FRN 752617 · Appointed 12 Jul 2016
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Brendan Headley
FRN 524489 · Appointed 30 Jun 2016
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Mortgage Advice Solutions Limited
FRN 743460 · Appointed 24 Jun 2016
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Yorkshire Financial Consultancy Limited
FRN 201855 · Appointed 3 Jun 2016
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Sanger Financial Services Limited
FRN 745160 · Appointed 25 Apr 2016
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Pinewood Financial Services Ltd
FRN 465585 · Appointed 13 Apr 2016
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Paul McGowan Financial Services Ltd
FRN 743692 · Appointed 11 Apr 2016
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Onpoint Financial Limited
FRN 742934 · Appointed 4 Apr 2016
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2480)CF1 Director (AR)
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controlled function added: (2479)Appointed representative dealing with clients for which they require qualification
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controlled function added: (2478)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (2477)CF1 Director (AR)
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controlled function added: (2476)Appointed representative dealing with clients for which they require qualification
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controlled function added: (2475)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (2474)CF1 Director (AR)
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controlled function added: (2473)Appointed representative dealing with clients for which they require qualification
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controlled function added: (2472)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (2471)CF1 Director (AR)