Date authorised
1 April 2013
Companies House
BR001616
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Commercial Bank
    29 Wilson Street
    London
    Islington
    EC2M 2SJ
    UNITED KINGDOM
    Phone
    +4402074170000
  • Complaints Contact

    First Commercial Bank
    29 Wilson Street
    London
    Islington
    EC2M 2SJ
    UNITED KINGDOM
    Phone
    +442074170000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • MEEI-LING JENG

    IRN MXJ01514

    • CF1 Director (15 Jan 2013 to 14 Aug 2015)
  • Ming-Jin Ju

    IRN MXJ01627

    • CF1 Director (7 Jul 2015 to 6 Mar 2016)
  • Shang-Shing Chiang

    IRN SXC01860

    • CF8 Apportionment and Oversight (6 Sep 2006 to 9 Oct 2008)
    • CF3 Chief Executive (6 Sep 2006 to 9 Oct 2008)
  • Shu Hui Williams

    IRN SHW01037

    • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 22 Dec 2021)
    • CF11 Money Laundering Reporting (26 Oct 2010 to 6 Mar 2016)
    • CF10 Compliance Oversight (26 Oct 2010 to 6 Mar 2016)
  • Tzuoo-Yau Lin

    IRN TXL01226

    • CF1 Director (1 Feb 2010 to 11 Jan 2013)
  • Wen-Han Wu

    IRN WXW00118

    • SMF19 Head of Overseas Branch/Head of Overseas (since 1 Apr 2025)
  • Ya-Wen Cheng

    IRN YXC01136

    • SMF16 Compliance Oversight (30 Jun 2018 to 3 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2018 to 3 Jan 2020)
  • Yi-Chun Chou

    IRN YXC32383

    • Appointed representative dealing with clients for which they require qualification (3 Jul 2017 to 1 Dec 2020)
    • [FCA CF] Client dealing (3 Jul 2017 to 1 Dec 2020)
  • Yu-Hsuan Chang

    IRN YXC00116

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
    • [FCA CF] Client dealing (since 3 Nov 2025)
  • Yue Tai Law

    IRN YTL01001

    • SMF16 Compliance Oversight (7 Mar 2016 to 2 Jul 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 2 Jul 2018)
    • CF10 Compliance Oversight (24 Jun 2003 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.