Date authorised
1 April 2013
Companies House
04494431
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 3
    Dairy Barn Mews
    Lawford
    Manningtree
    Essex
    CO11 2BZ
    UNITED KINGDOM
    Phone
    +4401206766800
  • Complaints Contact

    Suite 3
    Dairy Barn Mews
    Lawford
    Manningtree
    Essex
    CO11 2BZ
    UNITED KINGDOM
    Phone
    +4401206766800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Jane Tyler

    IRN EJT01036

    • CF1 Director (AR) (20 Jan 2010 to 31 Jul 2011)
  • Kevin David Williams

    IRN KDW01024

    • CF1 Director (AR) (20 Jan 2010 to 31 Jul 2011)
  • Michael Dale

    IRN MXD02728

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (28 Jun 2018 to 30 Sep 2018)
    • CF1 Director (28 Jun 2018 to 8 Dec 2019)
  • Rod Dale

    IRN RXD01342

    • CF1 Director (14 Jan 2005 to 15 Jun 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Jun 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.