Date authorised
1 April 2013
Companies House
OC319893
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Avenue Partners LLP
    17-19 Stratford Place
    London
    Westminster
    W1C 1BQ
    UNITED KINGDOM
    Phone
    +4402070166600
  • Complaints Contact

    First Avenue Partners LLP
    17-19 Stratford Place
    London
    Westminster
    W1C 1BQ
    UNITED KINGDOM
    Phone
    +442070166600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Jr. McCarvill

    IRN JJM01291

    • CF4 Partner (23 Apr 2013 to 18 Aug 2014)
  • Jean Lorraine Homewood

    IRN LXL01097

    • CF30 Customer (1 Nov 2007 to 7 May 2008)
    • CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
  • Jerome Henrion

    IRN JGH01070

    • CF30 Customer (since 4 Mar 2026)
  • Jess Sture Schou Larsen

    IRN JSL01081

    • SMF27 Partner (9 Dec 2019 to 25 Jan 2021)
    • CF30 Customer (16 Jan 2018 to 8 Dec 2019)
    • CF4 Partner (16 Jan 2018 to 8 Dec 2019)
  • Jida Kanafani

    IRN JXK01631

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2022)
    • CF30 Customer (19 Jul 2017 to 12 Jul 2022)
  • Joanna Andrews

    IRN JXA00587

    • CF30 Customer (since 24 Feb 2024)
    • [FCA CF] Client dealing (since 12 Jul 2022)
  • John Owens

    IRN JXO01075

    • CF30 Customer (1 Jun 2013 to 13 Jun 2018)
  • Jonathan Richard Davie

    IRN JRD01050

    • SMF27 Partner (9 Mar 2020 to 12 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
    • CF11 Money Laundering Reporting (18 Oct 2016 to 8 Dec 2019)
    • CF1 Director (AR) (14 Oct 2016 to 20 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 4 Feb 2025)
    • CF10 Compliance Oversight (18 Jul 2007 to 1 Jun 2008)
    • CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (7 Mar 2007 to 11 Sep 2019)
  • Justin Craig Mallis

    IRN JCM01300

    • CF30 Customer (27 Jul 2016 to 1 Feb 2018)
  • Kazuhiko Yasuda

    IRN KXY01055

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (17 Nov 2011 to 31 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.