Date authorised
1 July 2013
Companies House
08291879
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First 4 Mortgages Ltd
    Jubilee Building
    Victoria Street
    Leominster
    Herefordshire, County Of
    HR6 8LP
    UNITED KINGDOM
    Phone
    +4401568620531
  • Complaints Contact

    First 4 Mortgages Ltd
    Jubilee Building
    Victoria Street
    Leominster
    Herefordshire, County Of
    HR6 8LP
    UNITED KINGDOM
    Phone
    +4401568620531

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Richard Griffiths

    IRN ARG01105

    • [FCA CF] Functions requiring qualifications (20 Dec 2022 to 14 Dec 2023)
  • Benjamin James Griffiths

    IRN BXG00094

    • [FCA CF] Client dealing (10 Feb 2020 to 21 Dec 2023)
  • Charlotte Jane Legge

    IRN CXL00367

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2022)
  • Nicholas John Preece

    IRN NXP00141

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2023)
    • [FCA CF] Client dealing (10 Feb 2020 to 14 Dec 2023)
  • Samuel Joseph Griffiths

    IRN SJG01304

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (17 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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