Finlay Wealth Management LLP

FRN: 568222
Companies House: NC000793
Last scraped: 9 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

212-218 Upper Newtownards Road

Belfast

County Antrim

BT4 3ET

UNITED KINGDOM

Phone

+4402890672359

Web

https://www.finlaywealth.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Susan Wilson
IRN SXW00212
- (4)Employed By (since 14 Nov 2011)
William Denis Light
IRN WDL00001
- (3)Employed By (2 Dec 2011 to 31 Jul 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.