Date authorised
1 April 2013
Companies House
NI064828
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42-44 Spencer Road
    Londonderry
    Co. Londonderry
    BT47 6AA
    UNITED KINGDOM
    Phone
    +4402871311171
  • Complaints Contact

    42-44 Spencer Road
    Londonderry
    Co.londonderry
    BT47 6AA
    UNITED KINGDOM
    Phone
    +4402871311171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Seamus Mullan

    IRN SXM01950

    • Director of firm who is not a certification employee or a SMF manager (3 Feb 2020 to 7 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2020)
    • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Feb 2020)
    • Responsible for Insurance Mediation (16 Oct 2007 to 30 Sep 2018)
    • CF1 Director (16 Oct 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (16 Oct 2007 to 31 Mar 2009)
    • CF3 Chief Executive (16 Oct 2007 to 8 Dec 2019)
  • Wendy Close

    IRN WXC19627

    • SMF3 Executive Director (since 9 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.