Finantia UK Limited

Date authorised
1 April 2013
Companies House
02856884
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Finantia UK Ltd
    10-11 Austin Friars
    London
    City Of London
    EC2N 2HG
    UNITED KINGDOM
    Phone
    +442073825200
    Web
    https://www.finantia.com

  • Complaints Contact

    Finantia UK Ltd
    10-11 Austin Friars
    London
    City Of London
    EC2N 2HG
    UNITED KINGDOM
    Phone
    +442073825200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maria Naturina

    IRN MXN01267

    • CF30 Customer (13 Feb 2017 to 5 Jul 2018)
  • Michael John Hamilton

    IRN MJH01271

    • SMF14 Senior Independent Director (8 Sep 2020 to 16 Jul 2023)
    • CF2 Non Executive Director (3 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Jul 2009 to 31 Dec 2009)
    • CF11 Money Laundering Reporting (31 Jul 2009 to 31 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 8 May 2018)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Dec 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Paolo Xilo

    IRN PXX01006

    • CF30 Customer (24 Oct 2016 to 10 Jan 2017)
  • Pedro Lima Pereira das Neves Goncalves

    IRN PXG24650

    • SMF7 Group Entity Senior Manager (6 Mar 2020 to 3 Aug 2021)
  • Pedro Perestrello Norton dos Reis

    IRN PXR24649

    • SMF7 Group Entity Senior Manager (since 6 Mar 2020)
  • Peter Alexander Willmore

    IRN PAW01110

    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jul 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2009)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Peter Lane Donnelly

    IRN PLD01014

    • CF11 Money Laundering Reporting (1 Jan 2010 to 30 Oct 2014)
    • CF10 Compliance Oversight (1 Jan 2010 to 30 Oct 2014)
    • CF30 Customer (1 Nov 2007 to 30 Oct 2014)
    • CF1 Director (17 Aug 2007 to 30 Oct 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Remo Anthony Joseph Diaferia

    IRN RAD01052

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2004)
  • Renato Schulman

    IRN RXS01911

    • CF1 Director (3 Aug 2007 to 8 Feb 2010)
  • Sandra Paulino Guerreiro Matos Chaves

    IRN SXC01058

    • SMF7 Group Entity Senior Manager (since 6 Nov 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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