Financial & Risk Transaction Services Ireland Limited (UK Branch)

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trading Platform

For Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Derek Mander
IRN DXM01108
- [FCA CF] Material risk taker (since 26 Sep 2024)
Elena Mikhaylova
IRN EXM00368
- SMF16 Compliance Oversight (since 28 Nov 2023)
Joshua Samuel Bentley
IRN JXB01119
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Nov 2023 to 22 Oct 2024)
Lisa Connolly
IRN LXC00698
- [FCA CF] Material risk taker (since 1 Oct 2025)
- [FCA CF] Significant management (since 1 Oct 2025)
Paul Eric Clarke
IRN PEC01077
- SMF19 Head of Overseas Branch/Head of Overseas (since 28 Nov 2023)
Yan Yan Alice Fong
IRN YXF00030
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.