Financial Planning Business Limited

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Austin Hamilton Gilmore
IRN AHG00001
- (4)Employed By (2 May 2013 to 5 May 2016)
Daniel Norval
IRN DJN00004
- (3)Employed By (since 22 Feb 2018)
Helena Maddox
IRN HXM00068
- (2)Employed By (since 19 Aug 2021)
Peter Jones
IRN PXJ01129
- (1)Employed By (1 May 2013 to 31 Aug 2017)
Simon Marshall James
IRN SMJ01056
- (3)Employed By (20 Oct 2017 to 4 Dec 2017)
Stephen David Penny
IRN SDP00005
- (2)Employed By (30 Apr 2013 to 14 Jan 2020)
Stephen Royal
IRN SCR00016
- (1)Employed By (since 30 May 2013)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.