Financial & Legal Insurance Company Ltd

Date authorised
1 April 2013
Companies House
03034220
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5400 Lakeside
    Cheadle Royal Business Park
    Cheadle
    Cheshire
    SK8 3GQ
    UNITED KINGDOM
    Phone
    +441616032230
    Web
    https://www.financialandlegal.co.uk

  • Complaints Contact

    5400 Lakeside
    Cheadle Royal Business Park
    Cheadle
    Cheshire
    SK8 3GQ
    UNITED KINGDOM
    Phone
    +4401616032230

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Land Vehicles, Legal expenses, Miscellaneous financial loss

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Assistance, Land Vehicles, Legal expenses, Miscellaneous financial loss

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Margaret Baldwin

    IRN SMB01335

    • Director of firm who is not a certification employee or a SMF manager (4 Jan 2019 to 31 Aug 2020)
    • SMF14 Senior Independent Director (10 Dec 2018 to 15 May 2019)
    • SIMF14 Senior Independent Director (7 Feb 2017 to 9 Dec 2018)
  • Susan Mary Garner

    IRN SMG01047

    • CF1 Director (1 Dec 2001 to 2 Jan 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.