Financial Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Credit Brokering
Debt Negotiation
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- · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
Consumer Hire
Consumer Hire Servicing

Senior staff personally approved by the FCA to hold their roles here.

Smaller firms operating under this firm's FCA authorisation.

Insight Insurance Consultancy Limited (no longer appointed)
FRN 811102 · Appointed 15 Jun 2018 · Until 14 Nov 2018
Rexel Facilities Management Ltd (no longer appointed)
FRN 793772 · Appointed 23 May 2018 · Until 27 Jan 2020
Sarah Eileen Anness (no longer appointed)
FRN 803054 · Appointed 28 Feb 2018 · Until 17 Apr 2018
DMA Vehicle Solutions Limited (no longer appointed)
FRN 800187 · Appointed 31 Jan 2018 · Until 16 Feb 2018
Switcha Limited (no longer appointed)
FRN 799476 · Appointed 24 Jan 2018 · Until 23 Aug 2019
Pepper Deals Ltd (no longer appointed)
FRN 798319 · Appointed 10 Jan 2018 · Until 2 Jul 2021
Viridian Media Limited (no longer appointed)
FRN 773793 · Appointed 5 Jan 2018 · Until 2 Dec 2022
Autedia Limited (no longer appointed)
FRN 788341 · Appointed 6 Sep 2017 · Until 1 Feb 2022
Forces Compare Limited (no longer appointed)
FRN 786924 · Appointed 17 Aug 2017 · Until 31 Oct 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.