Financial Compliance Limited

Date authorised
1 June 2017
Companies House
10005609
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 32
    Middleton Hall Farm
    Middleton Road
    Middleton
    Sudbury
    Essex
    CO10 7LL
    UNITED KINGDOM
    Phone
    +4401206625530
    Web
    https://www.financialcompliance.co

  • Complaints Contact

    Unit 32
    Middleton Hall Farm
    Middleton Road
    Middleton
    Sudbury
    Essex
    CO10 7LL
    UNITED KINGDOM
    Phone
    +4401206625530

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Consumer Hire

  • Consumer Hire Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Martin Harris

    IRN JMH01237

    • Responsible for Insurance Mediation (1 Jun 2017 to 22 Jun 2018)
    • CF1 Director (1 Jun 2017 to 22 Jun 2018)
  • Kamran Tariq

    IRN KXT01639

    • CF1 Director (AR) (8 Aug 2018 to 12 Nov 2018)
  • Leyton Jeffs

    IRN LXJ00196

    • CF1 Director (AR) (8 Jan 2024 to 31 Jul 2024)
  • Nathan David Cafearo

    IRN NDC01083

    • CF1 Director (AR) (5 Feb 2018 to 19 Aug 2019)
  • Parvinder Kumar

    IRN PXK24151

    • CF1 Director (AR) (21 Nov 2019 to 1 Sep 2021)
  • Paul Simon Cheetham-Karcz

    IRN PSC01096

    • CF1 Director (AR) (8 Jan 2024 to 31 Jul 2024)
  • Stephen Benjamin Barnes

    IRN SXB03823

    • CF1 Director (AR) (2 Jul 2024 to 27 Nov 2025)
  • Stephen David Harris

    IRN SDH01099

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Mediation (29 Jun 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (30 Nov 2017 to 8 Dec 2019)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
  • Thomas Goolnik

    IRN TXG01427

    • CF1 Director (AR) (since 28 May 2025)
  • Tom William Bradford

    IRN TXB07854

    • CF1 Director (AR) (2 Nov 2018 to 23 Jan 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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