FIL Investment Services (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Andrew Lindsay
IRN RAL01063
- CF30 Customer (1 Nov 2007 to 26 Jan 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Robert Brenden von Rekowsky
IRN RBV01002
- CF27 Investment Management (1 Nov 2002 to 13 Apr 2007)
Robert Charles Trant Higginbotham
IRN RCH01052
- CF1 Director (22 May 2008 to 12 Mar 2009)
- CF3 Chief Executive (4 Oct 2007 to 12 Mar 2009)
- CF8 Apportionment and Oversight (4 Oct 2007 to 12 Mar 2009)
Robert John Chapman
IRN RJC01232
- CF30 Customer (1 Nov 2007 to 23 Aug 2010)
- CF26 Customer Trading (28 Apr 2003 to 31 Oct 2007)
Robert John Mansell
IRN RJM01417
- CF30 Customer (25 Mar 2008 to 23 Nov 2011)
Robert Marc Sylvain
IRN RMS01110
- CF2 Non Executive Director (16 Dec 2010 to 5 Oct 2012)
- CF1 Director (1 Dec 2001 to 1 Jul 2003)
Robert Stuart Newman
IRN RSN01008
- CF27 Investment Management (1 Dec 2001 to 8 Feb 2002)
Robin Benedict Middleton
IRN RXM02311
- CF29 Significant management (13 Jul 2012 to 14 Feb 2017)
Robin Francis Plane
IRN RFP01032
- CF29 Significant management (1 Nov 2007 to 6 Dec 2017)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Mar 2002 to 31 Oct 2007)
Robin John Threadgold
IRN RJT01076
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 9 Aug 2004)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.