FIL Investment Services (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Marie Theresa Harrington
IRN MXH01066
- [FCA CF] Significant management (23 Aug 2023 to 28 Jun 2024)
Mario Frontini
IRN MXF01245
- CF30 Customer (1 Nov 2007 to 17 Dec 2008)
- CF27 Investment Management (11 Jun 2002 to 31 Oct 2007)
Mark Becker
IRN MXB02411
- CF30 Customer (7 Mar 2008 to 30 Jan 2009)
Mark Bettles
IRN MXB00244
- [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
Mark Brewster
IRN MXB01693
- CF1 Director (10 Jul 2003 to 16 Sep 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (8 Apr 2002 to 10 Jul 2003)
Mark David Hodges
IRN MDH01063
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Mark David Northwood
IRN MDN01034
- CF29 Significant management (9 Apr 2009 to 16 Apr 2016)
Mark David Plumtree
IRN MDP01046
- CF30 Customer (1 Nov 2007 to 4 Apr 2008)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Mark Edmond Rogers
IRN MER01074
- CF30 Customer (5 Mar 2008 to 30 Jan 2009)
Mark Gotts
IRN MXG00077
- SMF10 Chair of the Risk Committee (since 15 Jan 2021)
- SMF11 Chair of the Audit Committee (since 15 Jan 2021)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.