FIL Investment Services (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kelli Sue Elmer
IRN KSE01001
- CF29 Significant management (16 Jul 2009 to 3 Jan 2012)
- CF30 Customer (1 May 2008 to 30 Jan 2009)
Kelly Teresa Brennand
IRN KTB01005
- CF30 Customer (1 Nov 2007 to 19 Mar 2010)
- CF26 Customer Trading (4 May 2007 to 31 Oct 2007)
Kenneth Alan Sharp
IRN KAS01116
- CF29 Significant management (1 Nov 2007 to 9 Jan 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2007 to 31 Oct 2007)
Kenneth James Whatmore
IRN KJW01080
- CF11 Money Laundering Reporting (13 Jan 2003 to 10 Feb 2004)
Kieran Jerhmiah Davis
IRN KJD01071
- CF26 Customer Trading (1 Dec 2001 to 16 Mar 2004)
Kimberley Margaret Smart
IRN KXS08914
- SMF5 Head of Internal Audit (9 Dec 2019 to 11 Feb 2021)
- CF28 Systems and controls (7 Jan 2019 to 8 Dec 2019)
Krishna Rackal
IRN KGR01011
- CF27 Investment Management (27 Oct 2006 to 27 Jul 2007)
Kristian Atkinson
IRN KMA01073
- CF30 Customer (6 Nov 2013 to 23 Oct 2017)
Kristina Maria Isherwood
IRN KMI01003
- CF1 Director (19 May 2009 to 28 Jun 2010)
Kumar Visvanathan
IRN KKV01005
- CF30 Customer (24 Feb 2015 to 23 Oct 2017)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.