FIL Investment Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Beech GateMillfield LaneLower KingswoodTadworthSurreyKT20 6RPUNITED KINGDOM- Phone
- +4401732361144
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Complaints Contact
4 Cannon StreetLondonEC4M 5ABUNITED KINGDOM- Phone
- +4402079614731
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 5 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
- · Limited to dealing-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to transaction-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sabina Khanam Glynne
IRN SXG00925
- SMF16 Compliance Oversight (since 18 Aug 2025)
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Sahil Kapoor
IRN SXK01051
- [FCA CF] Client dealing (since 5 Jan 2026)
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Sajiv Vaid
IRN SXV01036
- [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2023)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
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Sally Elizabeth Walden
IRN SEW01051
- SMF12 Chair of the Remuneration Committee (since 4 Aug 2025)
- CF29 Significant management (1 Nov 2007 to 23 Dec 2009)
- CF30 Customer (1 Nov 2007 to 7 Feb 2008)
- CF27 Investment Management (25 Oct 2002 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
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Sally Nelson
IRN SRN01037
- [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2025)
- CF1 Director (26 Sep 2015 to 8 Dec 2019)
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Salman Ahmed
IRN SXA01597
- [FCA CF] Manager of certification employee (since 27 Aug 2021)
- [FCA CF] Client dealing (since 1 Sep 2020)
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Sam Myhrman
IRN SXM02287
- CF30 Customer (11 Jan 2008 to 17 Nov 2008)
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Samir Bouheraoua
IRN SXB00734
- [FCA CF] Client dealing (13 Aug 2021 to 11 Sep 2024)
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Samuel Denning
IRN SXD00901
- [FCA CF] Client dealing (since 24 Apr 2025)
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Samuel James Thomas
IRN SXT00214
- [FCA CF] Client dealing (since 4 Mar 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.