Date authorised
1 August 2016
Companies House
08925815
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Union Street
    Southport
    Merseyside
    PR9 0QE
    UNITED KINGDOM
    Phone
    +441704565001
  • Complaints Contact

    30 Union Street
    Southport
    Merseyside
    PR9 0QE
    UNITED KINGDOM
    Phone
    +441704565001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Green

    IRN AXG00261

    • [FCA CF] Client dealing (since 30 Sep 2020)
    • [FCA CF] Significant management (since 30 Sep 2020)
  • Andrea Green

    IRN AXG02689

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
  • Andrew Martin Green

    IRN AMG01140

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Aug 2016 to 30 Sep 2018)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
  • Andrew Martin Green

    IRN AXG00262

    • [FCA CF] CASS oversight function (since 30 Sep 2020)
    • [FCA CF] Client dealing (since 30 Sep 2020)
    • [FCA CF] Manager of certification employee (since 30 Sep 2020)
    • [FCA CF] Significant management (since 30 Sep 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.