Fenton Simpson Financial Services Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Fenton Simpson Financial Services LtdYork BiocentreInnovation WayHeslingtonYorkYO10 5NYUNITED KINGDOM- Phone
- +4401904217222
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Complaints Contact
Fenton Simpson Financial Services LtdYork BiocentreInnovation WayHeslingtonYorkYO10 5NYUNITED KINGDOM- Phone
- +4401904217222
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Callum Justin Leigh Goulding
IRN CXG00566
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Dec 2024)
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Catherine Scott
IRN CXS00101
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
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Christopher Dale Simpson
IRN CDS00008
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
- SMF16 Compliance Oversight (since 3 Jun 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
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Hannah Siobhan Powell
IRN HXP00011
- [FCA CF] Functions requiring qualifications (30 Mar 2021 to 30 Jun 2024)
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Mark Ainsley Fenton
IRN MAF00035
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 16 Jun 2020)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
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Matthew John Paul Wilfan
IRN MXW00132
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
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Nicola Kay
IRN NXK00047
- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 21 Jul 2023)
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Richard James Steward
IRN RXS00269
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 19 Nov 2024)
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Richard Seastron
IRN RXS00226
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
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Simon Patrick Murphy
IRN SPM01212
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Dec 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.