Farrier Rose Wealth Management Ltd

FRN: 419550
Companies House: 07482303
Last scraped: 11 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

30 Lombard Street

London

EC3V 9BQ

UNITED KINGDOM

Phone

+4402080424442

Web

https://www.farrierrose.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Frederick Cumming
IRN AFC01032
- (1)Employed By (20 Aug 2013 to 7 Jan 2015)
Jon David Davenport Van Leer
IRN JDV00001
- (2)Employed By (since 4 Jan 2005)
Marie Anne Van Leer
IRN MXL00485
- (1)Employed By (since 23 Dec 2022)
Ryan Haydn McCarthy
IRN RXM00842
- (3)Employed By (since 1 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.